Important Disclosures

1. Two Separate Entities

The name “Quant Guild” is used in connection with two distinct and separately operated businesses. It is important to understand which entity you are engaging with, because their purposes, audiences, and legal obligations are entirely different.

2. Quant Guild LLC Is Educational Only

The purpose of Quant Guild LLC is to help individuals build quantitative, mathematical, and financial skills. Accordingly:

• Content is general in nature and is not tailored to your individual financial situation, objectives, or risk tolerance.
• Examples, models, backtests, and illustrations are simplified and hypothetical, are used to teach concepts, and do not represent any actual account, strategy, or result.
• No content should be relied upon as the basis for any investment decision. You should consult a qualified, licensed professional before making financial decisions.
• Quant Guild LLC is not a registered broker-dealer, investment adviser, or financial planner, and does not provide personalized investment advice.

3. Quant Guild Capital Management — Accredited Investors Only

Investment solutions offered by Quant Guild Capital Management are available only to accredited investors. Interests in any fund are expected to be offered pursuant to an exemption from registration under Regulation D of the Securities Act of 1933 (for example, Rule 506(c)), and all prospective investors must qualify as “accredited investors” as defined in Rule 501 of Regulation D. Accredited status is verified before any investment is accepted.

4. What “Accredited Investor” Means (Rule 501)

An “accredited investor” is a person or entity permitted to participate in certain private securities offerings that are not registered with the U.S. Securities and Exchange Commission (SEC). The definition is set out in Rule 501 of Regulation D. The categories are established by the SEC and may change over time; the summary below is provided for general educational context and is not a substitute for the full text of the rule or professional advice.

Individuals may qualify by meeting any one of the following:

• Income test. Individual income exceeding $200,000 (or $300,000 together with a spouse or spousal equivalent) in each of the two most recent years, with a reasonable expectation of the same income level in the current year.
• Net worth test. Individual net worth, or joint net worth with a spouse or spousal equivalent, exceeding $1,000,000, excluding the value of the person’s primary residence.
• Professional criteria. Holding, in good standing, certain professional certifications, designations, or credentials recognized by the SEC (for example, the Series 7, Series 65, or Series 82 licenses).
• Knowledgeable employees of a private fund, with respect to that fund.

Entities may qualify by meeting any one of the following (non-exhaustive):

• Certain banks, insurance companies, registered investment companies, business development companies, and small business investment companies.
• Entities with total assets in excess of $5,000,000 that were not formed for the specific purpose of acquiring the securities offered.
• Entities in which all of the equity owners are themselves accredited investors.
• Certain trusts, family offices and family clients, and entities owning investments in excess of $5,000,000.

Why it matters: Private offerings involve securities that are not registered with the SEC and are subject to less regulatory disclosure than public offerings. The accredited investor standard is intended to limit participation to investors who are presumed to have the financial resources and sophistication to bear the associated risks, including the potential loss of the entire investment.

5. No Offer or Solicitation

The information on this website and in Quant Guild materials is for informational purposes only and does not constitute an offer to sell, or a solicitation of an offer to buy, any security or investment product, in any jurisdiction. Any such offer or solicitation will be made only by means of definitive offering documents, which will be furnished solely to qualified, accredited investors and which contain important information about investment objectives, risks, fees, and expenses that should be reviewed carefully before investing.

6. Investment Risks

Investing involves risk, including the possible loss of principal. Private investments are speculative, may be illiquid, and are not suitable for all investors. There can be no assurance that any investment strategy or objective will be achieved.

7. Hypothetical and Past Performance

Any performance figures, backtests, projections, or hypothetical or illustrative examples shown on Quant Guild websites are not indicative of future results. Hypothetical and simulated results have inherent limitations and do not represent actual trading or an actual account. Past performance is not a guarantee of, and is not necessarily indicative of, future results.

8. Forward-Looking Statements

Certain statements may be “forward-looking” and reflect current expectations that involve known and unknown risks, uncertainties, and assumptions. Actual outcomes may differ materially from those expressed or implied. Quant Guild undertakes no obligation to update any forward-looking statement.

9. Third-Party Content

Quant Guild materials may reference or link to third-party content and sources. Such references are provided for convenience and do not constitute an endorsement, and Quant Guild is not responsible for the accuracy or content of third-party materials.

10. Changes to These Disclosures

We may update these disclosures from time to time. Any changes will be posted on this page, and material changes may be communicated through the Service. Your continued use of the Service constitutes acceptance of the updated disclosures.

11. Contact

If you have any questions about these disclosures or which entity you are engaging with, please contact us at [email protected]. Inquiries relating to Quant Guild Capital Management should be directed to [email protected].